two or more investors working together to achieve the same investment goal for example all buying stock in a company they want to take over such investors must inform the SEC if they intend to oust the company’s top management or acquire control it is illegal for those acting in concert to manipulate a stock price for their own game
All Ordinaries Index done
a market capitalization Wade index the index represent 500 of…
Keep readingAll or None done
(adsbygoogle = window.adsbygoogle || []).push({}); (adsbygoogle = window.adsbygoogle || []).push({});
Keep readingAll In done
underwriting shorthand for all included referring to an issuer’s interest…
Keep readingAlien Corporation – done
Company Incorporated under the laws of a foreign country regardless…
Keep readingAdjusted Balance Method
formula for calculating finance charges based on account balance remaining…
Keep readingAdjustable-Rate Preferred Stock( ARPS)
 preferred stock whose dividend it said of being fixed is…
Keep readingAdjustable Rate Mortgage (ARM)
mortgage agreement between a financial institution in a real estate…
Keep readingAgreement Among Underwriters
contract between participating members of an investment banking Syndicate sometimes…
Keep readingAggressive Growth Mutual Fund
mutual fund holding stocks of rapidly growing companies while these…
Keep readingAgency Securities
securities issued by US Government sponsored entities( gse’s) end federally…
Keep readingAfter-tax Real Rate of Return
 amount of money adjusted for inflation that an investor can…
Keep readingAfter Market
trading activity immediately following an initial public offering( ipo) (adsbygoogle…
Keep readingAfter Hours Dealing or Trading
 trading of stocks and bonds after regular trading hours on…
Keep readingAfter Acquired Clause
clause in a mortgage agreement providing that any additional mortgage…
Keep readingAffordability Index
standard established by the National Association of Realtors( Nar) to…
Keep readingAffirmative Obligations
financial industry regulatory Authority( finra) requirement that market-makers quote firm…
Keep readingAffiliated Corporation
corporation that is an affiliate (adsbygoogle = window.adsbygoogle || []).push({});…
Keep readingAdvisory Account
 brokerage account in which Brokers discretion in making investment decisions…
Keep readingAdverse Selection
 tendency of people with significant potential to file claims wanting…
Keep readingAdvance Refunding
government securities exchange of return government securities prior to their…
Keep readingAdverse Opinion
opinion expressed by a company’s independent Auditors that the firm’s…
Keep readingAdvanced detection systems ( ADS)
financial industry regulatory Authority (finra) automated surveillance system used to…
Keep readingAdjusted Or Modified Book Value
book value adjusted for market value on the balance sheet…
Keep readingAdministrator
court-appointed individual or bank charged with carrying out the Court’s…
Keep readingAdjusted Gross Income( AGI)
income on which an individual or couple computes federal income…
Keep readingAdjustable Life Insurance
 life insurance that gives a policyholder power to change the…
Keep readingAdditional Voluntary Contributions
 contributions made by an employee into a tax-deferred savings account…
Keep readingActuary
mathematician employed by an insurance company to calculate premiums reserves…
Keep readingAct of State Doctrine
principal followed by federal courts in the United States that…
Keep readingActive Management
Investment Management where the portfolio manager actively makes investment decisions…
Keep readingActive Box
collateral available for securing Brokers loans or customers margin positions…
Keep readingAcquisition
one company taking over controlling interest in another company investors…
Keep readingAces Pass-Through
run by the financial industry regulatory Authority (finra) Aces passes…
Keep readingAccumulated Dividend
 dividend due, usually to Holders a cumulative preferred stock but…
Keep readingAccumulated Benefit Obligation (abo)
estimated liability of a pension plan assuming immediate termination differs…
Keep readingAccrual Basis
 accounting method whereby income and expense items are recognized as…
Keep readingAccounts Receivable Turnover
ratio obtained by dividing total credit sales by accounts receivable…
Keep readingAccounts Receivable Financing
 short-term financing whereby accounts receivable serve as collateral for working…
Keep readingAccountant’s Opinion
 statement signed by an independent public accountant describing the scope…
Keep readingAccommodative Monetary Policy
Federal Reserve policy to increase the amount of money available…
Keep readingAccommodation Endorsement
 third-party guarantee of an obligation without compensation (adsbygoogle = window.adsbygoogle…
Keep readingSomething went wrong. Please refresh the page and/or try again.